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Filing Details

Accession Number:: 0000049071-17-000181
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-19 12:02:16
Reporting Period:: 2017-12-15

Accepted Time:: 2017-12-19 12:02:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185995	L Jody Bilney	Humana Inc. 500 West Main Street Louisville KY 40202	Svp & Chief Consumer Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2017-12-15	2,726	$0.00	11,704	No	4	M	Direct
Humana Common	Disposition	2017-12-15	1,348	$253.62	10,356	No	4	F	Direct
Humana Common	Acquisiton	2017-12-18	8,032	$102.16	18,388	No	4	M	Direct
Humana Common	Disposition	2017-12-18	7,054	$247.89	11,334	No	4	S	Direct
Humana Common	Disposition	2017-12-18	80	$0.00	11,254	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2017-12-18	8,032	$0.00	8,032	$102.16
Humana Common	Restricted Stock Units	Disposition	2017-12-15	1,539	$0.00	1,539	$0.00
Humana Common	Restricted Stock Units	Disposition	2017-12-15	1,187	$0.00	1,187	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,054	2021-02-18	No	4	M	Direct
1,540		No	4	M	Direct
4,159		No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$164.65	2022-02-24	21,014	21,014	Direct
Humana Common	Options	$167.81	2023-02-18	20,804	20,804	Direct
Humana Common	Options	$217.42	2024-03-08	23,247	23,247	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-02-24	21,014	21,014	Direct
2023-02-18	20,804	20,804	Direct
2024-03-08	23,247	23,247	Direct

Footnotes

Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/2014, vesting in three increments from 02/18/2015 to 02/18/2017.
Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.
This transaction represents a gift/charitable donation effective December 18, 2017. This is not a market transaction and no value was received in return for the shares.
Shares sold at prices ranging from $247.28 to $248.43. Price reported is weighted average sales price.