Filing Details

Accession Number:
0001209191-17-066238
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-18 20:02:46
Reporting Period:
2017-12-15
Accepted Time:
2017-12-18 20:02:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1269021 Portola Pharmaceuticals Inc PTLA Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302390 Ward Henry Wolff C/O Portola Pharmaceuticals, Inc.
270 East Grand Ave.
South San Francisco CA 94080
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-05 12,000 $5.30 12,000 No 4 M Indirect By Henry & Marian Wolff 1999 Revoc. Trust
Common Stock Disposition 2017-12-15 11,300 $46.95 700 No 4 S Indirect By Henry & Marian Wolff 1999 Revoc. Trust
Common Stock Disposition 2017-12-15 700 $47.77 0 No 4 S Indirect By Henry & Marian Wolff 1999 Revoc. Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Henry & Marian Wolff 1999 Revoc. Trust
No 4 S Indirect By Henry & Marian Wolff 1999 Revoc. Trust
No 4 S Indirect By Henry & Marian Wolff 1999 Revoc. Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-10-05 12,000 $0.00 12,000 $5.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-11-15 2017-11-14 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 11, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.44 to $47.38, inclusive. The reporting person undertakes to provide Portola Pharmaceuticals, Inc., any security holder of Portola Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.55 to $47.93, inclusive. The reporting person undertakes to provide Portola Pharmaceuticals, Inc., any security holder of Portola Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  4. Mr. Wolff exercised these shares through a cash exercise and transferred the shares following the exercise into the Henry & Marian Wolff 1999 Revocable Trust for which Mr. Wolff is a trustee.