Filing Details
- Accession Number:
- 0001140361-17-046598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 19:32:53
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-18 19:32:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1600438 | Gms Inc. | GMS | Wholesale-Lumber & Other Construction Materials (5030) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1674952 | K Richard Mueller | Gms Inc. 100 Crescent Centre Parkway, Suite 800 Tucker GA 30084 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-14 | 500,000 | $38.05 | 39,500 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- Pursuant to a stockholders' agreement among GMS Inc. (the "Company") and certain stockholders of the Company, the Reporting Person has agreed to vote all of his shares of common stock to elect one director nominated by AEA GMS Holdings LP for so long as AEA GMS Holdings LP and its affiliates own at least 10% of the Company's outstanding common stock. Accordingly, the Reporting Person is a member of a Section 13(d) "group" with AEA GMS Holdings LP and the other stockholders of the Company disclosed in a Schedule 13G filed with the Securities and Exchange Commission on behalf of the Reporting Person on February 14, 2017. As of the date hereof, the members of this Section 13(d) group collectively owned more than 10% of the Company's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares of common stock of the Company beneficially owned by the other members of the Section 13(d) group.
- Mr. Mueller beneficially owns these shares indirectly through Second Bite Investments, LLC.