Filing Details
- Accession Number:
- 0001590714-17-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 19:21:00
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-18 19:21:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590714 | Platform Specialty Products Corp | PAH | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940603 | E Martin Franklin | C/O Platform Specialty Products Corp. 1450 Centrepark Blvd, Suite 210 West Palm Beach FL 33401 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-12-14 | 164,467 | $9.57 | 164,467 | No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-12-15 | 200,000 | $9.60 | 364,467 | No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-12-18 | 135,533 | $9.84 | 500,000 | No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 2,437,449 | Indirect | By MEF Holdings, LLLP |
Common Stock, Par Value $0.01 Per Share | 10,449,987 | Indirect | By Mariposa Acquisition, LLC |
Common Stock, Par Value $0.01 Per Share | 243,110 | Indirect | By RSMA, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock, par value $0.01 per share | $0.00 | 1,060,000 | 1,060,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,060,000 | 1,060,000 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).