Filing Details
- Accession Number:
- 0001127602-17-034964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 17:53:33
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-18 17:53:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049502 | Mks Instruments Inc | MKSI | Industrial Instruments For Measurement, Display, And Control (3823) | 042277512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550572 | L Dennis Werth | 2 Tech Drive Suite 201 Andover MA 01810 | Sr. Vp, Business Units | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-14 | 4,199 | $27.79 | 4,199 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-14 | 1,617 | $95.62 | 2,582 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-14 | 1,220 | $95.65 | 1,362 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-12-14 | 1,362 | $95.65 | 0 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-12-15 | 5,911 | $27.89 | 5,911 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-15 | 2,022 | $97.90 | 3,889 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-15 | 1,682 | $98.00 | 2,207 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-12-15 | 2,207 | $98.00 | 0 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-12-14 | 4,199 | $0.00 | 4,199 | $27.79 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-12-15 | 5,911 | $0.00 | 5,911 | $27.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-17 | No | 4 | M | Direct | |
| 0 | 2019-04-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,995 | Indirect | By The Werth Family Trust |
Footnotes
- Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right.
- Shares have been withheld in satisfaction of reporting person's tax withholding obligations resulting from the exercise of stock appreciation rights.
- The stock appreciation right became fully vested on March 31, 2014.
- The stock appreciation right became fully vested on March 31, 2015.
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