Filing Details
- Accession Number:
- 0001062993-17-005300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 17:42:14
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-18 17:42:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1659122 | Rosehill Resources Inc. | ROSE | Crude Petroleum & Natural Gas (1311) | 475500436 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713328 | Fund Diversified Geode - Ltd. Fund Master Capital Geode | One Post Office Square, 20Th Floor Boston MA 02109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-12-14 | 43,478 | $11.50 | 771,166 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2017-12-14 | 3,700 | $8.39 | 767,466 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-12-15 | 1,525 | $8.44 | 765,941 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-12-18 | 5,500 | $8.52 | 760,441 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | 8.0% Series A Cumulative Preferred Stock | Disposition | 2017-12-14 | 500 | $0.00 | 43,478 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,000 | No | 4 | C | Direct |
Footnotes
- The securities beneificially owned as reported in Column 5 includes the 695,652 shares of Class A Common Stock underlying the 8.000% Series A Cumulative Perpetual Preferred Stock (as discussed in more detail infootnote (2) below) in addition to shares of Class A Common Stock held directly.
- The 8.000% Series A Cumulative Perpetual Preferred Stock is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price ofapproximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.