Filing Details
- Accession Number:
- 0001618732-17-000215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 17:20:51
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-18 17:20:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310852 | Duston Williams | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-12-14 | 150,000 | $3.20 | 239,227 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-12-14 | 150,000 | $35.40 | 89,227 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-12-15 | 150,000 | $3.20 | 239,227 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-12-15 | 150,000 | $35.33 | 89,227 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-12-14 | 150,000 | $0.00 | 150,000 | $3.20 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-12-15 | 150,000 | $0.00 | 150,000 | $3.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,105,000 | 2024-06-18 | No | 4 | M | Direct | |
| 955,000 | 2024-06-18 | No | 4 | M | Direct |
Footnotes
- Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.30 to $35.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.57. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018.
- Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
Billionaire Hedge Funds
