Filing Details
- Accession Number:
- 0000927628-17-000314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 16:35:08
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-18 16:35:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497948 | Laprade,Iii Frank G. | 1680 Capital One Drive Mclean VA 22102 | Chief Enterprise Srvcs Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-14 | 31,178 | $45.75 | 97,346 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-12-14 | 34,126 | $48.28 | 131,472 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-14 | 83,046 | $95.00 | 48,426 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2017-12-14 | 31,178 | $0.00 | 31,178 | $45.75 |
Common Stock | Stock Options | Disposition | 2017-12-14 | 34,126 | $0.00 | 34,126 | $48.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-01-30 | No | 4 | M | Direct | |
0 | 2021-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 721 | Indirect | By 401(k) |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
- This option became exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter.
- This option became exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter.