Filing Details
- Accession Number:
- 0001273412-17-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 15:44:25
- Reporting Period:
- 2017-12-15
- Accepted Time:
- 2017-12-18 15:44:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236752 | R James Lamb | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-15 | 250 | $23.40 | 21,706 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-15 | 250 | $35.52 | 21,456 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2017-12-15 | 250 | $0.00 | 250 | $23.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,684 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $13.43 | 2020-01-04 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $13.53 | 2021-01-03 | 2,500 | 2,500 | Direct | |
| Common Stock | Stock Option (right to buy) | $10.72 | 2022-01-03 | 2,500 | 2,500 | Direct | |
| Common Stock | Stock Option (right to buy) | $14.68 | 2023-01-02 | 2,500 | 2,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-04 | 5,000 | 5,000 | Direct |
| 2021-01-03 | 2,500 | 2,500 | Direct |
| 2022-01-03 | 2,500 | 2,500 | Direct |
| 2023-01-02 | 2,500 | 2,500 | Direct |
Footnotes
- The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
- The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
- The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
- The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
- Option grant has no purchase or sale price.
Billionaire Hedge Funds
