Filing Details

Accession Number:
0001209191-17-066069
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-15 20:02:58
Reporting Period:
2017-12-15
Accepted Time:
2017-12-15 20:02:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1435049 Aduro Biotech Inc. ADRO Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1635616 G. Dirk Brockstedt C/O Aduro Biotech, Inc.
740 Heinz Avenue
Berkeley CA 94710
Evp Of Research And Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-15 64,108 $1.45 137,826 No 4 M Direct
Common Stock Disposition 2017-12-15 65,223 $8.11 72,603 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-12-15 64,108 $0.00 64,108 $1.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
225,998 2025-01-09 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.0 to $8.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. The shares subject to the Option vest in 48 equal monthly installments from the vesting commencement date of January 10, 2015.