Filing Details
- Accession Number:
- 0000899243-17-028888
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 18:51:23
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-15 18:51:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620393 | Nexpoint Residential Trust Inc. | NXRT | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167365 | Highland Capital Management Lp | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | Yes | No | |
1228922 | D James Dondero | 300 Crescent Court, Suite 700 Dallas TX 75201 | President | Yes | Yes | Yes | No |
1469877 | Highland Capital Management Fund Advisors, L.p. | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | Yes | No | |
1617621 | Nexpoint Advisors, L.p. | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-14 | 20,028 | $27.46 | 1,883,154 | No | 5 | J | Indirect | By Highland Capital Management, L.P. |
Common Stock | Acquisiton | 2017-12-14 | 18,000 | $26.65 | 1,901,154 | No | 4 | P | Indirect | By Highland Capital Management, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | By Highland Capital Management, L.P. |
No | 4 | P | Indirect | By Highland Capital Management, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,662 | Indirect | By NexPoint Advisors, L.P. |
Common Stock | 31,055 | Direct | |
Common Stock | 1,927,449 | Indirect | By trust |
Common Stock | 7,500 | Indirect | By limited liability company |
Common Stock | 21,844 | Indirect | By employee benefit plan |
Common Stock | 55,010 | Indirect | By Highland Capital Management Fund Advisors, L.P. |
Footnotes
- Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month.
- These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through an advised account. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Includes shares acquired through reinvestment of dividends.
- These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
- These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares.
- These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.