Filing Details
- Accession Number:
- 0000720500-17-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 18:48:02
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-15 18:48:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720500 | Amtech Systems Inc | ASYS | Special Industry Machinery, Nec (3559) | 860411215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223907 | Der Van J Paul Wansem | C/O Amtech Systems, Inc., 131 South Clark Drive Tempe AZ 85281 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-13 | 4,113 | $7.15 | 276,739 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 8,227 | $6.08 | 284,966 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 6,000 | $5.75 | 290,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 11,459 | $9.99 | 279,507 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-14 | 6,583 | $0.00 | 272,924 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2017-12-13 | 4,113 | $7.15 | 4,113 | $7.15 |
| Common Stock | Stock Options (right to buy) | Disposition | 2017-12-13 | 8,227 | $6.08 | 8,227 | $6.08 |
| Common Stock | Stock Options (right to buy) | Disposition | 2017-12-13 | 6,000 | $5.75 | 6,000 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-30 | 2020-06-03 | No | 4 | M | Direct |
| 0 | 2015-01-30 | 2019-11-05 | No | 4 | M | Direct |
| 0 | 2017-09-18 | 2027-03-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,277 | Indirect | By Wife |
| Common Stock | 22,706 | Indirect | By Family Trust |
Footnotes
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $9.99 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Bona fide gift to charitable foundation
- Mr. van der Wansem disclaims beneficial ownership in shares held by his wife.
- Mr. van der Wansem disclaims any beneficial ownership is shares held by the 1981 Van der Wansem Family Trust.
- One-third of the stock option granted vest on each of the first three anniversaries of the grant date.
Billionaire Hedge Funds
