Filing Details
- Accession Number:
- 0000905148-17-000941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 18:42:42
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-15 18:42:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1665299 | Jr W James Traweek | C/O Cpmg, Inc. 2000 Mckinney Ave., Suite 2125 Dallas TX 75201 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-12-13 | 121,425 | $24.88 | 2,789,748 | No | 4 | P | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-12-13 | 300 | $23.98 | 2,790,048 | No | 4 | P | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-12-14 | 78,275 | $24.65 | 2,868,323 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 16,645 | Indirect | By JET Land & Cattle Company, Ltd. |
Class A Common Stock | 7,056 | Indirect | By 1 Thessalonians 5:18 Trust |
Class A Common Stock | 572 | Indirect | By Esme Grace McGaughy Trust |
Class A Common Stock | 572 | Indirect | By Mary Frances McGaughy Trust |
Class A Common Stock | 2,739 | Indirect | See footnote |
Class A Common Stock | 35 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 185,263 | 185,263 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 78,539 | 78,539 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,364 | 6,364 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,364 | 6,364 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 30,478 | 30,478 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 380 | 380 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
185,263 | 185,263 | Indirect | |
78,539 | 78,539 | Indirect | |
6,364 | 6,364 | Indirect | |
6,364 | 6,364 | Indirect | |
30,478 | 30,478 | Indirect | |
380 | 380 | Direct |
Footnotes
- These shares of Class A common stock are held in various funds for which CPMG, Inc. serves as investment manager (the "CPMG Funds"). The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
- The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd.
- The Reporting Person is trustee of 1 Thessalonians 5:18 Trust.
- The Reporting Person is trustee of Esme Grace McGaughy Trust.
- The Reporting Person is trustee of Mary Frances McGaughy Trust.
- These shares of Class A common stock and Class B common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC.
- These shares of Class B common stock are convertible into Class A common stock on a one-for-one basis at the holder's election at any time for no additional consideration, and have no expiration date.
- The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $24.08 to $25.08 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (9), (10) and (11) to this Form 4.
- This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $23.97 to $23.99 inclusive.
- This price reflects the weighted average purchase price for open-market purchases on December 14, 2017, within a $1.00 range. The actual prices for these transactions range from $24.40 to $24.92, inclusive.