Filing Details
- Accession Number:
- 0001515156-17-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 17:52:40
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-15 17:52:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515156 | Advanced Emissions Solutions Inc. | ADES | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1641604 | Alta Fundamental Advisers Llc | 777 Third Avenue Suite 19A New York NY 10017 | Yes | No | No | No | |
1666423 | Alta Fundamental Advisers Sp Llc | 777 Third Avenue Suite 19A New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-13 | 244,020 | $9.89 | 1,268,088 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2017-12-14 | 18,246 | $9.86 | 1,286,334 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.8001 to $9.9000, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.