Filing Details

Accession Number:
0001179110-17-015435
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-15 16:47:34
Reporting Period:
2017-12-13
Accepted Time:
2017-12-15 16:47:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487712 Air Lease Corp AL Services-Equipment Rental & Leasing, Nec (7359) 271840403
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512202 Jie Chen Air Lease Corporation,
2000 Avenue Of The Stars, Suite 1000N
Los Angeles CA 90067
Evp & Managing Director, Asia No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Air Lease Corporation- Class A Common Stock Disposition 2017-12-13 2,000 $45.00 215,339 No 4 S Direct
Air Lease Corporation - Class A Common Stock Acquisiton 2017-12-13 50,000 $28.80 265,339 No 4 M Direct
Air Lease Corporation - Class A Common Stock Disposition 2017-12-13 50,000 $45.00 215,339 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Air Lease Corporation - Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2017-12-13 50,000 $0.00 50,000 $28.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 2021-04-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Air Lease Corporation - Class A Common Stock 400 Indirect See footnote
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2017.
  2. Includes shares acquired through the reinvestment of dividends.
  3. $45.0045 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.03. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3 to this Form 4.
  4. Shares held for the reporting person's son under the Uniform Gifts to Minor Act. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  5. Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan which vested 33 1/3/% on June 30, 2012 and 66 2/3 % on June 30, 2013.