Filing Details
- Accession Number:
- 0001140361-17-046390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 16:01:40
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-15 16:01:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1701271 | E. Howard Japlon | 10000 Alliance Road Cincinnati OH 45242 | Exec.vp, Hr & Gc, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-12-14 | 5,000 | $6.88 | 23,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Option to Buy | $9.48 | 2027-03-21 | 60,000 | 60,000 | Direct | |
Common Shares | Option to Buy | $5.92 | 2027-08-17 | 38,000 | 38,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-03-21 | 60,000 | 60,000 | Direct |
2027-08-17 | 38,000 | 38,000 | Direct |
Footnotes
- The reported price is a weighted average price. The shares were purchased in multiple transactions ranging from $6.86 to $6.90. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
- These holdings have been previously reported on Form 4.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- The options vest ratably over a three year time period.