Filing Details
- Accession Number:
- 0001127602-17-034747
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 10:50:39
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-15 10:50:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666020 | P Terrence Kelly | 34 Maple Street Milford MA 01757 | Svp, President Ta Instruments | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-12-13 | 254 | $0.00 | 5,155 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 6,400 | $87.06 | 11,555 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 6,400 | $197.78 | 5,155 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 4,000 | $98.21 | 9,155 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 4,000 | $197.80 | 5,155 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 5,400 | $113.36 | 10,555 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 5,400 | $197.75 | 5,155 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 5,066 | $128.93 | 10,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 5,066 | $197.22 | 5,155 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 4,134 | $139.51 | 9,289 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 4,134 | $197.58 | 5,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 6,400 | $0.00 | 6,400 | $87.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 4,000 | $0.00 | 4,000 | $98.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 5,400 | $0.00 | 5,400 | $113.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 5,066 | $0.00 | 5,066 | $128.93 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 4,134 | $0.00 | 4,134 | $139.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-11 | 2022-12-11 | No | 4 | M | Direct |
| 4,000 | 2014-12-06 | 2023-12-06 | No | 4 | M | Direct |
| 10,800 | 2015-12-11 | 2024-12-11 | No | 4 | M | Direct |
| 15,198 | 2016-12-09 | 2025-12-09 | No | 4 | M | Direct |
| 16,532 | 2017-12-09 | 2026-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 161 | Indirect | by ESPP |
Billionaire Hedge Funds
