Filing Details
- Accession Number:
- 0001127602-17-034746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 10:35:35
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-15 10:35:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596850 | G Eugene Cassis | 34 Maple Street Milford MA 01757 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-12-13 | 5,000 | $0.00 | 15,100 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 3,000 | $87.06 | 18,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 3,000 | $197.43 | 15,100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 5,000 | $98.21 | 20,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 5,000 | $197.18 | 15,100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 8,000 | $113.36 | 23,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 8,000 | $197.81 | 15,100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 7,863 | $128.93 | 22,963 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 7,863 | $197.51 | 15,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 3,000 | $0.00 | 3,000 | $87.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 5,000 | $0.00 | 5,000 | $98.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 8,000 | $0.00 | 8,000 | $113.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-13 | 7,863 | $0.00 | 7,863 | $128.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-11 | 2022-12-11 | No | 4 | M | Direct |
| 5,000 | 2014-12-06 | 2023-12-06 | No | 4 | M | Direct |
| 16,000 | 2015-12-11 | 2024-12-11 | No | 4 | M | Direct |
| 23,589 | 2016-12-09 | 2025-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,148 | Indirect | by ESPP |
| Common Stock | 6,386 | Indirect | by Wife |
| Common Stock | 2,078 | Indirect | by Wife's 401k |
| Common Stock | 1,084 | Indirect | by Wife's ESPP |
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