Filing Details
- Accession Number:
- 0001112679-11-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 20:39:32
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 20:39:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-08 | 15,000 | $13.53 | 38,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-08 | 15,000 | $64.53 | 23,299 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-10 | 121 | $0.00 | 25,353 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-08 | 15,000 | $0.00 | 15,000 | $13.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,000 | 2013-06-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
- Shares sold on the Open Market are reported as an average sale price per share of $64.53; breakdown of shares sold and per share sale prices are as follows: 212 at $64.26; 288 at $64.27; 3,000 at $64.30; 1,000 at $64.33; 553 at $64.50; 6,856 at $64.51; 477 at $64.56; 667 at $64.88; 497 at $64.97 and 1,450 at $65.02.
- Shares disposed of to charitable institution by bona fide gift.
- Includes 2,175 shares purchased on 1/31/11 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
Billionaire Hedge Funds
