Filing Details
- Accession Number:
- 0001137774-17-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-14 16:40:16
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-14 16:40:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490286 | Tortoise Mlp Fund Inc. | NTG | Life Insurance (6311) | NJ |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137774 | Prudential Financial Inc | 751 Broad St Newark NJ 07102 | No | No | Yes | No | |
1444597 | Prudential Retirement Insurance & Annuity Co | Prudentail Retirement Insurance And Annu 280 Trumbull Street Hartford CT 06103 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series E Mandatory Redeemable Preferred Stock | Acquisiton | 2017-12-13 | 1,600,000 | $25.00 | 0 | No | 4 | P | Indirect | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
3.18% Senior Notes, Series N, Due December 13, 2024 | Acquisiton | 2017-12-13 | 29,000,000 | $29,000,000.00 | 0 | No | 4 | P | Indirect | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
3.18% Senior Notes, Series N, Due December 13, 2024 | Acquisiton | 2017-12-13 | 3,000,000 | $3,000,000.00 | 0 | No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
No | 4 | P | Indirect | By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P |
No | 4 | P | Indirect | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Footnotes
- Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
- These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.