Filing Details

Accession Number:
0001562180-17-003878
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-14 16:39:16
Reporting Period:
2017-12-13
Accepted Time:
2017-12-14 16:39:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
35214 Ferro Corp FOE Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 340217820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1683778 James Barna 6060 Parkland Blvd.
Suite 250
Mayfield Heights OH 44124
Chief Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-13 633 $9.60 8,428 No 4 M Direct
Common Stock Acquisiton 2017-12-13 2,200 $13.09 10,628 No 4 M Direct
Common Stock Acquisiton 2017-12-13 1,500 $6.84 12,128 No 4 M Direct
Common Stock Acquisiton 2017-12-13 1,667 $12.33 13,795 No 4 M Direct
Common Stock Acquisiton 2017-12-13 6,000 $5.29 19,795 No 4 M Direct
Common Stock Disposition 2017-12-13 1,500 $23.39 18,295 No 4 S Direct
Common Stock Disposition 2017-12-13 633 $23.36 17,662 No 4 S Direct
Common Stock Disposition 2017-12-13 2,200 $23.35 15,462 No 4 S Direct
Common Stock Disposition 2017-12-13 6,000 $23.37 9,462 No 4 S Direct
Common Stock Disposition 2017-12-13 1,667 $23.36 7,795 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2017-12-13 2,200 $0.00 2,200 $13.09
Common Stock Stock Options (Right to Buy) Disposition 2017-12-13 1,667 $0.00 1,667 $12.33
Common Stock Stock Options (Right to Buy) Disposition 2017-12-13 633 $0.00 633 $9.60
Common Stock Stock Options (Right to Buy) Disposition 2017-12-13 1,500 $0.00 1,500 $6.84
Common Stock Stock Options (Right to Buy) Disposition 2017-12-13 6,000 $0.00 6,000 $5.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-02-20 2024-02-20 No 4 M Direct
833 2016-02-18 2025-02-18 No 4 M Direct
3,667 2017-02-17 2026-02-17 No 4 M Direct
0 2013-02-23 2022-02-23 No 4 M Direct
0 2014-02-21 2023-02-21 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Share Unit $0.00 2017-12-31 2,900 2,900 Direct
Common Stock Performance Share Unit $0.00 2018-12-31 3,700 3,700 Direct
Common Stock Performance Share Unit $0.00 2019-12-31 3,500 3,500 Direct
Common Stock Phantom Shares $0.00 1,465 1,465 Direct
Common Stock Restricted Share Unit $0.00 2016-02-21 2016-02-21 2,900 2,900 Direct
Common Stock Restricted Share Unit $0.00 2018-02-18 2018-02-18 1,200 1,200 Direct
Common Stock Restricted Share Unit $0.00 2019-02-17 2019-02-17 1,500 1,500 Direct
Common Stock Restricted Share Unit $0.00 2020-02-15 2020-02-15 1,400 1,400 Direct
Common Stock Stock Options (Right to Buy) $14.27 2018-02-15 2027-02-15 4,100 4,100 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-31 2,900 2,900 Direct
2018-12-31 3,700 3,700 Direct
2019-12-31 3,500 3,500 Direct
1,465 1,465 Direct
2016-02-21 2,900 2,900 Direct
2018-02-18 1,200 1,200 Direct
2019-02-17 1,500 1,500 Direct
2020-02-15 1,400 1,400 Direct
2027-02-15 4,100 4,100 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $23.39 USD to $23.40 USD; the price reported above reflects the weighted average sale price.
  2. This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.355 USD; the price reported above reflects the weighted average sale price.
  3. This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.40 USD; the price reported above reflects the weighted average sale price.
  4. This transaction was executed in multiple trades at prices ranging from $23.355 USD to $23.355 USD; the price reported above reflects the weighted average sale price.
  5. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  6. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
  7. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.