Filing Details
- Accession Number:
- 0001179110-17-015367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-14 16:17:48
- Reporting Period:
- 2017-12-12
- Accepted Time:
- 2017-12-14 16:17:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392991 | D Edwin Johnson | 25 Greens Hill Lane C/O Casella Waste Systems, Inc. Rutland VT 05701 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-12-12 | 200,000 | $3.81 | 469,500 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-12-12 | 36,564 | $20.84 | 432,936 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2017-12-12 | 50,000 | $4.00 | 482,936 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-12-12 | 9,597 | $20.84 | 473,339 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2017-12-13 | 23,345 | $21.03 | 449,994 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-12-14 | 75,746 | $21.00 | 374,248 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-12-12 | 200,000 | $0.00 | 200,000 | $3.81 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-12-12 | 50,000 | $0.00 | 50,000 | $4.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-07-06 | No | 4 | M | Direct | |
72,466 | 2015-12-05 | 2022-12-05 | No | 4 | M | Direct |
Footnotes
- This option vested in three equal installments on July 6, 2011, July 6, 2012 and July 6, 2013.
- Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.12, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.