Filing Details
- Accession Number:
- 0001181431-11-009235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 20:06:52
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 20:06:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396814 | Pacira Pharmaceuticals Inc. | PCRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267959 | A Fred Middleton | C/O Sanderling Ventures 400 South El Camino Real, Suite 1200 San Mateo CA 94402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-08 | 736,583 | $0.00 | 736,583 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 14,877 | $0.00 | 14,877 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 24,871 | $0.00 | 24,871 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 29,634 | $0.00 | 29,634 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 681,715 | $0.00 | 681,715 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 344,355 | $0.00 | 344,355 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 12,058 | $0.00 | 12,058 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 14,366 | $0.00 | 14,366 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 341,788 | $0.00 | 341,788 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 129,445 | $0.00 | 129,445 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 4,533 | $0.00 | 4,533 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 5,400 | $0.00 | 5,400 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 128,479 | $0.00 | 128,479 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 46,379 | $7.00 | 46,379 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 27,931 | $7.00 | 27,931 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 4,297 | $7.00 | 4,297 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 5,119 | $7.00 | 5,119 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-02-08 | 184,131 | $7.00 | 184,131 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-08 | 736,583 | $0.00 | 736,583 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-08 | 14,877 | $0.00 | 14,877 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-08 | 24,871 | $0.00 | 24,871 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-08 | 29,634 | $0.00 | 29,634 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-08 | 681,715 | $0.00 | 681,715 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 344,355 | $0.00 | 344,355 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 12,058 | $0.00 | 12,058 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 14,366 | $0.00 | 14,366 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 341,788 | $0.00 | 341,788 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 129,445 | $0.00 | 129,445 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 4,533 | $0.00 | 4,533 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 5,400 | $0.00 | 5,400 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-02-08 | 128,479 | $0.00 | 128,479 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The securities are held by Sanderling Venture Partners VI, L.P. Mr. Middleton is a managing director of Middleton, McNeil, Mills & Associates VI, LLC, which has the ultimate voting and investment power over shares held of record by Sanderling Venture Partners VI, L.P., and he may be deemed to have voting and investment power over shares held of record by Sanderling Venture Partners VI, L.P. Mr. Middleton disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- The securities are held by Sanderling Ventures Management VI. Mr. Middleton is the owner of Sanderling Ventures Management VI and he may be deemed to have voting and investment power over shares held of record by Sanderling Ventures Management VI. Mr. Middleton disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- The securities are held by Sanderling VI Beteiligungs GmbH & Co. KG. Mr. Middleton is a managing director of Middleton, McNeil, Mills & Associates VI, LLC, which has the ultimate voting and investment power over shares held of record by Sanderling VI Beteiligungs GmbH & Co. KG, and he may be deemed to have voting and investment power over shares held of record by Sanderling VI Beteiligungs GmbH & Co. KG. Mr. Middleton disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- The securities are held by Sanderling VI Limited Partnership. Mr. Middleton is a managing director of Middleton, McNeil, Mills & Associates VI, LLC, which has the ultimate voting and investment power over shares held of record by Sanderling VI Limited Partnership, and he may be deemed to have voting and investment power over shares held of record by Sanderling VI Limited Partnership. Mr. Middleton disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- The Series A Convertible Preferred Stock had no expiration date and each share of Series A Convertible Preferred Stock was automatically converted into common stock on a 1-for-1 basis upon the consummation of the Issuer's initial public offering.
- The securities are held by Sanderling Venture Partners VI Co-Investment Fund. Mr. Middleton is a managing director of Middleton, McNeil, Mills & Associates VI, LLC, which has the ultimate voting and investment power over shares held of record by Sanderling Venture Partners VI Co-Investment Fund, and he may be deemed to have voting and investment power over shares held of record by Sanderling Venture Partners VI Co-Investment Fund. Mr. Middleton disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- All principal and accrued interest on the Convertible Promissory Notes was automatically converted into shares of Common Stock upon the consummation of the Issuer's initial public offering.
- All principal on the Convertible Promissory Notes was automatically converted into shares of Common Stock upon the consummation of the Issuer's initial public offering at a conversion price equal to the per share price of the Common Stock sold in the Issuer's initial public offering.