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Filing Details

Accession Number:: 0001127602-17-034614
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-14 10:22:54
Reporting Period:: 2017-12-12

Accepted Time:: 2017-12-14 10:22:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405635	Ashwini Gupta	200 Vesey Street, American Express Tower New York NY 10285-5001	Pres, Crdt Risk/Glbl Info Mgt	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-12-12	30,000	$16.71	262,032	No	4	M	Direct
Common Stock	Acquisiton	2017-12-12	30,000	$16.71	292,032	No	4	M	Direct
Common Stock	Acquisiton	2017-12-12	29,533	$16.71	321,565	No	4	M	Direct
Common Stock	Disposition	2017-12-12	18,992	$99.09	302,573	No	4	S	Direct
Common Stock	Disposition	2017-12-12	18,992	$99.37	283,581	No	4	S	Direct
Common Stock	Disposition	2017-12-12	18,696	$99.46	264,885	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-12-12	30,000	$0.00	30,000	$16.71
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-12-12	30,000	$0.00	30,000	$16.71
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-12-12	29,533	$0.00	29,533	$16.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
59,533	2010-01-29	2019-01-29	No	4	M	Direct
29,533	2010-01-29	2019-01-29	No	4	M	Direct
0	2010-01-29	2019-01-29	No	4	M	Direct

Footnotes

The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.01 to $99.26. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.17 to $99.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.37 to $99.57. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
These options became exercisable in four annual installments beginning on date shown as "Date Exercisable."