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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1229938	G Robert Bearden	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-11	144,027	$0.54	2,123,653	No	4	M	Direct
Common Stock	Disposition	2017-12-11	144,027	$19.66	1,979,626	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (right to buy)	Disposition	2017-12-11	144,027	$0.00	144,027	$0.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-02-08	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,068,252	Indirect	The Robert Gene Bearden, Jr. Family Trust

Footnotes

Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.46 to $20.06 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
1/48th of the shares subject to the option vested on March 4, 2012, and 1/48th of the shares subject to the option vested monthly thereafter, subject to the Reporting person's continuous service to the Issuer on each such date.