Filing Details
- Accession Number:
- 0000807863-17-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-13 16:44:12
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-13 16:44:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212148 | B James Debello | 600 B Street, Suite 100 San Diego CA 92101 | President & Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-12-11 | 29,200 | $8.52 | 893,887 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-12 | 20,800 | $8.47 | 873,087 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 10, 2017 in order to implement a plan of financial diversification.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.400 - $8.650, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.250 - $8.625, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
