Filing Details
- Accession Number:
- 0001562180-17-003865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-13 16:32:26
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-13 16:32:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109546 | Pacific Mercantile Bancorp | PMBC | National Commercial Banks (6021) | 330898238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666930 | Kittridge Chamberlain | 949 South Coast Drive Third Floor Costa Mesa CA 92626 | Evp Corporate Finance | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-12 | 3,403 | $6.77 | 22,294 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-12 | 3,403 | $8.72 | 18,891 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-13 | 3,403 | $6.77 | 22,294 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-13 | 3,403 | $8.83 | 18,891 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-11 | 1,918 | $7.10 | 19,994 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-11 | 210 | $6.77 | 20,204 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-11 | 1,273 | $6.18 | 21,477 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-11 | 1,534 | $9.01 | 19,943 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-11 | 887 | $9.01 | 19,056 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-11 | 165 | $9.01 | 18,891 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2017-12-12 | 3,403 | $0.00 | 3,403 | $6.77 |
| Common Stock | Common Stock Option | Disposition | 2017-12-13 | 3,403 | $0.00 | 3,403 | $6.77 |
| Common Stock | Common Stock Option | Disposition | 2017-12-11 | 1,918 | $0.00 | 1,918 | $7.10 |
| Common Stock | Common Stock Option | Disposition | 2017-12-11 | 210 | $0.00 | 210 | $6.77 |
| Common Stock | Common Stock Option | Disposition | 2017-12-11 | 1,273 | $0.00 | 1,273 | $6.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,434 | 2026-02-16 | No | 4 | M | Direct | |
| 14,031 | 2026-02-16 | No | 4 | M | Direct | |
| 2,659 | 2025-02-17 | No | 4 | M | Direct | |
| 20,837 | 2026-02-16 | No | 4 | M | Direct | |
| 2,186 | 2024-03-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $8.75 USD to $8.95 USD; the price reported above reflects the weighted average sale price.
- 3 Years Annually beginning on 16-Feb-2016
- 3 Years Annually beginning on 17-Feb-2015
- 5 Years Annually beginning on 07-Mar-2014
Billionaire Hedge Funds
