Filing Details

Accession Number:
0001104659-17-073153
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-13 16:24:19
Reporting Period:
2017-12-11
Accepted Time:
2017-12-13 16:24:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1503274 Quanterix Corp QTRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205236 R David Walt C/O Quanterix Corporation,
113 Hartwell Avenue
Lexington MA 02421
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-11 32,959 $0.00 429,660 No 4 C Direct
Common Stock Acquisiton 2017-12-11 86,517 $0.00 516,177 No 4 C Direct
Common Stock Acquisiton 2017-12-11 334,985 $0.00 851,162 No 4 C Direct
Common Stock Acquisiton 2017-12-11 28,691 $0.00 879,853 No 4 C Direct
Common Stock Acquisiton 2017-12-11 135,647 $0.00 1,015,500 No 4 C Direct
Common Stock Acquisiton 2017-12-11 200,000 $15.00 1,215,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Preferred Stock Disposition 2017-12-11 105,931 $0.00 32,959 $0.00
Common Stock Series A-2 Preferred Stock Disposition 2017-12-11 278,068 $0.00 86,517 $0.00
Common Stock Series B Preferred Stock Disposition 2017-12-11 1,076,642 $0.00 334,985 $0.00
Series C Preferred Stock Warrant to Purchase Series C Preferred Stock (right to buy) Disposition 2017-11-29 4,327 $0.00 4,327 $3.33
Common Stock Series C Preferred Stock Acquisiton 2017-11-29 4,327 $0.00 1,346 $0.00
Series C Preferred Stock Warrant to Purchase Series C Preferred Stock (right to buy) Disposition 2017-11-29 3,060 $0.00 3,060 $3.33
Common Stock Series C Preferred Stock Acquisiton 2017-11-29 3,060 $0.00 952 $0.00
Series C Preferred Stock Warrant to Purchase Series C Preferred Stock (right to buy) Disposition 2017-11-29 707 $0.00 707 $3.33
Common Stock Series C Preferred Stock Acquisiton 2017-11-29 707 $0.00 219 $0.00
Common Stock Series C Preferred Stock Disposition 2017-12-11 92,215 $0.00 28,691 $0.00
Common Stock Series D Preferred Stock Disposition 2017-12-11 435,967 $0.00 135,647 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
3,767 2012-03-01 2017-11-30 No 4 X Direct
88,448 No 4 X Direct
707 2012-07-30 2017-11-30 No 4 X Direct
91,508 No 4 X Direct
0 2012-11-05 2017-11-30 No 4 X Direct
92,215 No 4 X Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.
  2. Reflects shares purchased in the Issuer's initial public offering.
  3. These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.
  4. Not applicable.
  5. This transaction, which occurred prior to the Issuer's initial public offering of Common Stock, is being reported as required by Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended.
  6. Reflects the exercise of warrants to purchase Series C preferred stock on a cash basis at an exercise price of $3.3299 per share.