Filing Details
- Accession Number:
- 0001104659-17-073153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-13 16:24:19
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-13 16:24:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1503274 | Quanterix Corp | QTRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205236 | R David Walt | C/O Quanterix Corporation, 113 Hartwell Avenue Lexington MA 02421 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-11 | 32,959 | $0.00 | 429,660 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-12-11 | 86,517 | $0.00 | 516,177 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-12-11 | 334,985 | $0.00 | 851,162 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-12-11 | 28,691 | $0.00 | 879,853 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-12-11 | 135,647 | $0.00 | 1,015,500 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2017-12-11 | 200,000 | $15.00 | 1,215,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2017-12-11 | 105,931 | $0.00 | 32,959 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2017-12-11 | 278,068 | $0.00 | 86,517 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2017-12-11 | 1,076,642 | $0.00 | 334,985 | $0.00 |
Series C Preferred Stock | Warrant to Purchase Series C Preferred Stock (right to buy) | Disposition | 2017-11-29 | 4,327 | $0.00 | 4,327 | $3.33 |
Common Stock | Series C Preferred Stock | Acquisiton | 2017-11-29 | 4,327 | $0.00 | 1,346 | $0.00 |
Series C Preferred Stock | Warrant to Purchase Series C Preferred Stock (right to buy) | Disposition | 2017-11-29 | 3,060 | $0.00 | 3,060 | $3.33 |
Common Stock | Series C Preferred Stock | Acquisiton | 2017-11-29 | 3,060 | $0.00 | 952 | $0.00 |
Series C Preferred Stock | Warrant to Purchase Series C Preferred Stock (right to buy) | Disposition | 2017-11-29 | 707 | $0.00 | 707 | $3.33 |
Common Stock | Series C Preferred Stock | Acquisiton | 2017-11-29 | 707 | $0.00 | 219 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2017-12-11 | 92,215 | $0.00 | 28,691 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2017-12-11 | 435,967 | $0.00 | 135,647 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
3,767 | 2012-03-01 | 2017-11-30 | No | 4 | X | Direct |
88,448 | No | 4 | X | Direct | ||
707 | 2012-07-30 | 2017-11-30 | No | 4 | X | Direct |
91,508 | No | 4 | X | Direct | ||
0 | 2012-11-05 | 2017-11-30 | No | 4 | X | Direct |
92,215 | No | 4 | X | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.
- Reflects shares purchased in the Issuer's initial public offering.
- These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.
- Not applicable.
- This transaction, which occurred prior to the Issuer's initial public offering of Common Stock, is being reported as required by Rule 16a-2(a) under the Securities Exchange Act of 1934, as amended.
- Reflects the exercise of warrants to purchase Series C preferred stock on a cash basis at an exercise price of $3.3299 per share.