Filing Details
- Accession Number:
- 0001225208-17-018584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-13 16:06:50
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-13 16:06:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247499 | E James Meyer | 1290 Avenue Of The Americas New York NY 10104 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-07 | 535,500 | $0.00 | 3,377,085 | No | 5 | G | Direct | |
Common Stock | Disposition | 2017-12-07 | 535,500 | $0.00 | 2,841,585 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2017-12-12 | 707,000 | $2.82 | 3,548,585 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-12 | 172,704 | $5.68 | 3,375,881 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-12 | 534,296 | $5.69 | 2,841,585 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-12-07 | 535,500 | $0.00 | 535,500 | No | 5 | J | Indirect | By Crat |
Common Stock | Disposition | 2017-12-11 | 535,500 | $5.64 | 0 | No | 4 | S | Indirect | By Crat |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 5 | J | Indirect | By Crat |
No | 4 | S | Indirect | By Crat |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-12-12 | 707,000 | $2.82 | 707,000 | $2.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-01-23 | 2018-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,397 | Indirect | By 401(k) Plan |
Footnotes
- On December 7, 2017, Mr. Meyer contributed 535,500 shares of Sirius XM Holdings Inc. (the "Company") common stock to The Nina and James Meyer Foundation.
- On December 7, 2017, Mr. Meyer contributed 535,500 shares of Sirius XM Holdings Inc. (the "Company") common stock to a Charitable Remainder Annuity Trust (the "Trust") of which Mr. Meyer is a trustee and of which he and his wife are beneficiaries. Mr. Meyer continues to report beneficial ownership of all of the Company's common stock held by the Trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- Represents the weighted average sales price for the price increments ranging from $5.68 to $5.6825. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
- On December 7, 2017, Mr. Meyer contributed 535,500 shares of Sirius XM Holdings Inc. (the "Company") common stock to a Charitable Remainder Annuity Trust (the "Trust") of which Mr. Meyer is a trustee and of which he and his wife are beneficiaries. Mr. Meyer continues to report beneficial ownership of all of the Company's common stock held by the Trust but disclaims beneficial ownership accept to the extent of his pecuniary interest therein.
- On December 11, 2017, the Trust sold 535,500 shares of the Company's common stock.
- Represents the weighted average sales price for the price increments ranging from $5.62 to $5.6650. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise and sale of options expiring in January 2018.