Filing Details
- Accession Number:
- 0000315189-17-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-13 14:55:27
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-13 14:55:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1687890 | J Cory Reed | Deere &Amp; Company One John Deere Place Moline IL 61265 | Pres., John Deere Financial | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$1 Par Common Stock | Acquisiton | 2017-12-11 | 6,001 | $79.24 | 11,383 | No | 4 | M | Direct | |
$1 Par Common Stock | Disposition | 2017-12-11 | 4,519 | $150.92 | 6,864 | No | 4 | S | Direct | |
$1 Par Common Stock | Acquisiton | 2017-12-13 | 2,432 | $88.19 | 9,296 | No | 4 | M | Direct | |
$1 Par Common Stock | Disposition | 2017-12-13 | 1,897 | $153.00 | 7,399 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market Priced Options | Disposition | 2017-12-11 | 6,001 | $0.00 | 6,001 | $79.24 |
Common Stock | Market Priced Options | Disposition | 2017-12-13 | 2,437 | $0.00 | 2,432 | $88.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,957 | 2025-12-09 | No | 4 | M | Direct | |
0 | 2024-12-10 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 5, 2017.
- Includes 2,436 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable in two approximately equal tranches on December 9, 2016 and 2017.
- The options became exercisable on December 10, 2017.