Filing Details
- Accession Number:
- 0001596783-17-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-13 14:37:26
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-13 14:37:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596783 | Catalent Inc. | CTLT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1482197 | R John Chiminski | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | Chair, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-11 | 206,685 | $10.71 | 536,766 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-11 | 125,227 | $39.70 | 411,539 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-11 | 81,458 | $39.70 | 330,081 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-11 | 21,810 | $39.70 | 308,271 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-12 | 78,190 | $39.51 | 230,081 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase Common Stock | Disposition | 2017-12-11 | 206,685 | $0.00 | 206,685 | $10.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-10-23 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017 in order to implement a plan of financial diversification.
- Includes restricted stock units.
- Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote (1).
- Weighted average price. These shares were sold in multiple transactions at prices ranging from $39.42 to $40.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), and (6) to this Form 4.
- Weighted average price. These shares were sold in multiple transactions at prices ranging from $39.61 to $39.75, inclusive.
- Weighted average price. These shares were sold in multiple transactions at prices ranging from $39.21 to $39.86, inclusive.
- On October 23, 2009, the reporting person was granted options to purchase common stock of the Issuer, which options began to vest and become exercisable upon the passage of time (and, in certain cases, the satisfaction of performance criteria) beginning October 23, 2010. All options have vested and been exercised or have been cancelled as of the date of this Form 4.