Filing Details
- Accession Number:
- 0001722457-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-12 14:29:23
- Reporting Period:
- 2017-12-12
- Accepted Time:
- 2017-12-12 14:29:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1475348 | Luther Burbank Corp | LBC | State Commercial Banks (6022) | 680270948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1722457 | G. John Biggs | 1500 Rosecrans Ave, Suite 300 Manhattan Beach CA 90266 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-12 | 4,651 | $10.75 | 4,651 | No | 4 | P | Indirect | By Self as Trustee of the John G and Dana R Biggs Lvg Tr Dtd 6-4-12 |
Common Stock | Acquisiton | 2017-12-12 | 465 | $10.75 | 465 | No | 4 | P | Indirect | Custodian for Kayo Sharma |
Common Stock | Acquisiton | 2017-12-12 | 465 | $10.75 | 465 | No | 4 | P | Indirect | Custodian for Skyler Sharma |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Self as Trustee of the John G and Dana R Biggs Lvg Tr Dtd 6-4-12 |
No | 4 | P | Indirect | Custodian for Kayo Sharma |
No | 4 | P | Indirect | Custodian for Skyler Sharma |
Footnotes
- Represents shares of Common Stock of Luther Burbank Corporation purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on December 12, 2017.
- The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- Shares of Common Stock are held by Mr. Biggs as Trustee of the John G and Dana R Biggs Lvg Tr Dtd 6-4-12. Mr. Biggs possesses the voting and investment power with respect to the shares of Common Stock held by the trust.
- Shares of Common Stock are held in a custodial account for the benefit of Kayo Sharma. Mr. Biggs is the custodian of the account and possesses the voting and investment power with respect to the shares of Common Stock held in the custodial account.
- Shares of Common Stock are held in a custodial account for the benefit of Skyler Sharma. Mr. Biggs is the custodian of the account and possesses the voting and investment power with respect to the shares of Common Stock held in the custodial account.