Filing Details
- Accession Number:
- 0001721147-17-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-12 14:04:32
- Reporting Period:
- 2017-12-12
- Accepted Time:
- 2017-12-12 14:04:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1475348 | Luther Burbank Corp | LBC | State Commercial Banks (6022) | 680270948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1721147 | Liana Prieto | 1500 Rosecrans Ave, Suite 300 Manhattan Beach CA 90266 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-12 | 1,535 | $10.75 | 1,535 | No | 4 | P | Indirect | By LRP 1025 LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LRP 1025 LLC |
Footnotes
- Represents shares of Common Stock of Luther Burbank Corporation purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on December 12, 2017.
- The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- Shares of Common Stock are held through LRP 1025 LLC. Ms. Prieto possesses the voting and investment power with respect to the shares of Common Stock held by LRP 1025 LLC.