Filing Details
- Accession Number:
- 0001721139-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-12 14:01:57
- Reporting Period:
- 2017-12-12
- Accepted Time:
- 2017-12-12 14:01:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1475348 | Luther Burbank Corp | LBC | State Commercial Banks (6022) | 680270948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1721139 | Tammy Mahoney | 1500 Rosecrans Ave, Suite 300 Manhattan Beach CA 90266 | Evp, Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-12 | 1,628 | $10.75 | 1,628 | No | 4 | P | Indirect | By Self as Trustee Tammy J Mahoney Rev TR U/A DTD 4/1/2011 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Self as Trustee Tammy J Mahoney Rev TR U/A DTD 4/1/2011 |
Footnotes
- Represents shares of Common Stock of Luther Burbank Corporation purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on December 12, 2017.
- The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- Shares of Common Stock are held through by Ms. Mahoney as Trustee Tammy J Mahoney Rev Tr U/A DTD 4/1/2011. Ms. Mahoney possesses the voting and investment power with respect to the shares of Common Stock held by the trust.