Filing Details
- Accession Number:
- 0001478105-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-12 09:25:21
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-12 09:25:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471265 | Northwest Bancshares Inc. | NWBI | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478105 | J Gerald Ritzert | 100 Liberty Street Warren PA 16365 | Evp Finance And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Acquisiton | 2017-12-11 | 3,400 | $12.32 | 50,657 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2017-12-11 | 816 | $11.70 | 51,473 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2017-12-11 | 816 | $12.44 | 52,289 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2017-12-11 | 816 | $13.15 | 53,105 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2017-12-11 | 1,248 | $12.37 | 54,353 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2017-12-11 | 1,248 | $14.15 | 55,601 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2017-12-11 | 1,248 | $15.57 | 56,849 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2017-12-11 | 9,592 | $16.57 | 47,257 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-11 | 3,400 | $12.32 | 3,400 | $12.32 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-11 | 816 | $11.70 | 816 | $11.70 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-11 | 816 | $12.44 | 816 | $12.44 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-11 | 816 | $13.15 | 816 | $13.15 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-11 | 1,248 | $12.37 | 1,248 | $12.37 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-11 | 1,248 | $14.15 | 1,248 | $14.15 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-11 | 1,248 | $15.57 | 1,248 | $15.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,200 | 2011-05-18 | 2021-05-18 | No | 4 | X | Direct |
| 3,264 | 2012-05-23 | 2022-05-23 | No | 4 | X | Direct |
| 4,080 | 2013-05-15 | 2023-05-15 | No | 4 | X | Direct |
| 4,895 | 2014-05-21 | 2024-05-21 | No | 4 | X | Direct |
| 8,736 | 2015-05-20 | 2025-05-20 | No | 4 | X | Direct |
| 9,984 | 2016-05-18 | 2026-05-18 | No | 4 | X | Direct |
| 11,232 | 2017-05-17 | 2027-05-17 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Northwest Bancshares, Inc. | 678 | Indirect | Wife's IRA |
| Northwest Bancshares, Inc. | 20,407 | Indirect | 401-K |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $12.12 | 2012-01-19 | 2021-01-19 | 1,285 | 1,285 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-19 | 1,285 | 1,285 | Direct |
Footnotes
- Average price of 18 lots with a low price of $16.52 and a high price of $16.63.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
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