Filing Details

Accession Number:
0001209191-17-065109
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-12-11 20:21:42
Reporting Period:
2017-12-07
Accepted Time:
2017-12-11 20:21:42
Original Submission Date:
2017-12-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477045 R. Blake Grossman 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-08 8,000 $28.86 51,726 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The transaction date was incorrectly noted as 12/7/2017 on the original form 4 filed on 12/8/2017.
  2. The price reported in Col 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from$28.625 to $29.495 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc. any shareholder thereof, or thestaff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within therange set forth in this footnote.