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Filing Details

Accession Number:: 0000899243-17-028504
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-11 20:13:55
Reporting Period:: 2017-12-07

Accepted Time:: 2017-12-11 20:13:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1375151	Zogenix Inc.	ZGNX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1257386	Roger Hawley	C/O Zogenix. Inc. 5858 Horton Street, #455 Emeryville CA 94608		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-12-07	15,000	$15.04	105,575	No	4	M	Direct
Common Stock	Disposition	2017-12-07	15,000	$36.92	90,575	No	4	S	Direct
Common Stock	Acquisiton	2017-12-07	12,370	$10.64	102,945	No	4	M	Direct
Common Stock	Disposition	2017-12-07	12,370	$36.40	90,575	No	4	S	Direct
Common Stock	Acquisiton	2017-12-07	9,000	$12.80	99,575	No	4	M	Direct
Common Stock	Disposition	2017-12-07	9,000	$36.40	90,575	No	4	S	Direct
Common Stock	Acquisiton	2017-12-07	20,000	$8.99	110,575	No	4	M	Direct
Common Stock	Disposition	2017-12-07	20,000	$36.40	90,575	No	4	S	Direct
Common Stock	Acquisiton	2017-12-08	11,797	$15.04	102,372	No	4	M	Direct
Common Stock	Disposition	2017-12-08	11,797	$37.02	90,575	No	4	S	Direct
Common Stock	Acquisiton	2017-12-11	44,741	$15.04	135,316	No	4	M	Direct
Common Stock	Disposition	2017-12-11	44,741	$36.84	90,575	No	4	S	Direct
Common Stock	Acquisiton	2017-12-11	8,462	$10.64	99,199	No	4	M	Direct
Common Stock	Disposition	2017-12-11	8,462	$36.84	90,575	No	4	S	Direct
Common Stock	Acquisiton	2017-12-11	10,000	$12.75	100,575	No	4	M	Direct
Common Stock	Disposition	2017-12-11	10,000	$36.84	90,575	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-07	15,000	$0.00	15,000	$15.04
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-07	12,370	$0.00	12,370	$10.64
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-07	9,000	$0.00	9,000	$12.80
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-07	20,000	$0.00	20,000	$8.99
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-08	11,797	$0.00	11,797	$15.04
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-11	44,741	$0.00	44,741	$15.04
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-11	8,462	$0.00	8,462	$10.64
Common Stock	Stock Option (Right to Buy)	Disposition	2017-12-11	10,000	$0.00	10,000	$12.75

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
109,999	2022-04-27	No	4	M	Direct
18,879	2025-03-17	No	4	M	Direct
0	2025-06-17	No	4	M	Direct
0	2026-07-12	No	4	M	Direct
98,202	2022-04-27	No	4	M	Direct
53,461	2022-04-27	No	4	M	Direct
10,417	2025-03-17	No	4	M	Direct
10,000	2027-05-22	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.90 to $36.95, inclusive. The Reporting Person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.05, inclusive. The Reporting Person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.80 to $36.90, inclusive. The Reporting Person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was granted on April 27, 2012 and vested in a series of forty-eight (48) successive, equal monthly installments beginning on April 27, 2012, subject to the Reporting Person's continued employment with or service to the company on each vesting date.
The option was granted on March 17, 2015 and vested in a series of forty-eight (48) successive, equal monthly installments beginning on March 17, 2015, subject to the Reporting Person's continued employment with or service to the company on each such vesting date.
The option was granted on June 18, 2015 and vested in a series of twelve (12) successive, equal monthly installments beginning on June 18, 2015, subject to the Reporting Person's continued service to the company on each vesting date.
The option was granted on July 13, 2016 and vested in a series of twelve (12) successive, equal monthly installments beginning on August 1, 2016, subject to the Reporting Person's continued service to the company on each vesting date.
The option was granted on May 23, 2017 and vests in a series of twelve (12) successive, equal monthly installments beginning on May 23, 2017, subject to the Reporting Person's continued service to the company on each vesting date.