Filing Details
- Accession Number:
- 0001618732-17-000186
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-11 18:31:55
- Reporting Period:
- 2017-12-07
- Accepted Time:
- 2017-12-11 18:31:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402349 | Michael Scarpelli | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-12-07 | 55,300 | $2.09 | 55,300 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-12-07 | 55,300 | $35.16 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-12-11 | 94,700 | $2.09 | 94,700 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-12-11 | 94,700 | $35.98 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2017-12-07 | 55,300 | $0.00 | 55,300 | $2.09 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2017-12-11 | 94,700 | $0.00 | 94,700 | $2.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 219,700 | 2024-03-04 | No | 4 | M | Direct | |
| 125,000 | 2024-03-04 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.35. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.78 to $36.23. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on January 11, 2014.
- Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
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