Filing Details
- Accession Number:
- 0001209191-17-065047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-11 17:23:52
- Reporting Period:
- 2017-12-07
- Accepted Time:
- 2017-12-11 17:23:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-07 | 76 | $0.00 | 1,012 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-07 | 25 | $49.15 | 987 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-12-07 | 728 | $49.73 | 259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-11 | 326 | $0.00 | 585 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-11 | 106 | $49.65 | 479 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-12-07 | 76 | $0.00 | 1,508 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2017-12-11 | 326 | $0.00 | 6,527 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 378 | 2015-03-07 | No | 4 | M | Direct | |
| 4,243 | 2017-03-09 | No | 4 | M | Direct |
Footnotes
- Represents 5% vesting on December 7, 2017. The original grant was 1,508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- Represents 5% vesting on December 9, 2017, with a release date of December 11, 2017, the first business day following the vesting. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
- Once vested, the shares of common stock are not subject to expiration.
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