Filing Details
- Accession Number:
- 0001209191-17-065024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-11 17:05:44
- Reporting Period:
- 2017-12-07
- Accepted Time:
- 2017-12-11 17:05:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1644596 | Gail Kimberly Lytikainen | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | Chief Legal Officer &Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-12-07 | 25,000 | $0.00 | 55,894 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2017-12-07 | 25,000 | $30.11 | 30,894 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-12-07 | 11,868 | $13.91 | 42,762 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-12-07 | 11,868 | $30.11 | 30,894 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-07 | 25,000 | $0.00 | 25,000 | $10.62 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2017-12-07 | 25,000 | $0.00 | 25,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2017-12-07 | 25,000 | $0.00 | 25,000 | $0.00 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-07 | 11,868 | $0.00 | 11,868 | $13.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,500 | 2024-09-20 | No | 4 | M | Direct | |
25,000 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
19,780 | 2026-03-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 6,300 | Indirect | By spouse |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- Includes 30,894 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- The sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.875 to $30.675, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.90 to $30.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- Includes 6,300 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- 25% of the shares subject to the option vested on July 7, 2015, and 2.0833% of the shares vest monthly thereafter.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration.
- One-fourth (1/4th) of the shares subject to the option vested on March 21, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vest monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.