Filing Details

Accession Number:
0001209191-17-065024
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-11 17:05:44
Reporting Period:
2017-12-07
Accepted Time:
2017-12-11 17:05:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1458962 Mindbody Inc. MB Services-Computer Processing & Data Preparation (7374) 201898451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644596 Gail Kimberly Lytikainen 4051 Broad Street
Suite 220
San Luis Obispo CA 93401
Chief Legal Officer &Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-12-07 25,000 $0.00 55,894 No 4 C Direct
Class A Common Stock Disposition 2017-12-07 25,000 $30.11 30,894 No 4 S Direct
Class A Common Stock Acquisiton 2017-12-07 11,868 $13.91 42,762 No 4 M Direct
Class A Common Stock Disposition 2017-12-07 11,868 $30.11 30,894 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2017-12-07 25,000 $0.00 25,000 $10.62
Class A Common Stock Class B Common Stock Acquisiton 2017-12-07 25,000 $0.00 25,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-12-07 25,000 $0.00 25,000 $0.00
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2017-12-07 11,868 $0.00 11,868 $13.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,500 2024-09-20 No 4 M Direct
25,000 No 4 M Direct
0 No 4 C Direct
19,780 2026-03-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 6,300 Indirect By spouse
Footnotes
  1. Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
  2. Includes 30,894 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
  3. The sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.875 to $30.675, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.90 to $30.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
  6. Includes 6,300 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
  7. 25% of the shares subject to the option vested on July 7, 2015, and 2.0833% of the shares vest monthly thereafter.
  8. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration.
  9. One-fourth (1/4th) of the shares subject to the option vested on March 21, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vest monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.