Filing Details
- Accession Number:
- 0001614094-17-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-11 16:19:37
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-11 16:19:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648861 | D Joel Reich | 1395 Crossman Ave Sunnyvale CA 94089 | Exec Vp, Product Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-30 | 441 | $21.31 | 441 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2017-12-07 | 7,500 | $37.64 | 7,941 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-07 | 7,500 | $36.59 | 15,441 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-07 | 15,000 | $56.99 | 441 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-12-07 | 7,500 | $56.99 | 7,500 | $36.59 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-12-07 | 7,500 | $56.99 | 7,500 | $37.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,200 | 2014-07-03 | 2021-06-02 | No | 4 | M | Direct |
| 6,900 | 2013-07-03 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $56.97 to $57.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
- On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
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