Filing Details
- Accession Number:
- 0001140361-11-007927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 17:50:44
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 17:50:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866706 | Esco Technologies Inc | ESE | Communications Equipment, Nec (3669) | 431554045 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216231 | Jr L Victor Richey | 9900 Clayton Road Suite A St Louis MO 63124 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-08 | 5,965 | $40.32 | 356,923 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 6,011 | $12.64 | 362,934 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-08 | 6,011 | $40.30 | 356,923 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 11,736 | $12.64 | 368,659 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-08 | 3,672 | $40.39 | 364,987 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 6,888 | $14.52 | 371,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-08 | 2,476 | $40.39 | 369,399 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-08 | 6,011 | $0.00 | 6,011 | $12.64 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-08 | 11,736 | $0.00 | 11,736 | $12.64 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-08 | 6,888 | $0.00 | 6,888 | $14.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,253 | 2011-10-17 | No | 4 | M | Direct | |
| 0 | 2011-10-17 | No | 4 | M | Direct | |
| 0 | 2005-08-05 | 2012-08-05 | No | 4 | M | Direct |
Footnotes
- Weighted average price - range $40.18 to $40.58
- The reporting person will provide, upon request of the Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- 9,332 shares on 10/17/20025,510 shares on 10/17/20031,422 shares on 10/17/2004
- Not applicable
- 3,824 shares on 10/17/20037,912 shares on 10/17/2004
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