Filing Details

Accession Number:
0001209191-17-064947
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-11 12:00:12
Reporting Period:
2017-12-08
Accepted Time:
2017-12-11 12:00:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1460329 Cogint Inc. COGT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898860 Al Et Md Phillip Frost 4400 Biscayne Boulevard
Miami FL 33137
Yes No Yes No
1380896 Trust Investments Gamma Frost 4400 Biscayne Boulevard, 15Th Floor
Miami FL 33137
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-08 10,000 $3.95 15,734,874 No 4 P Indirect By Frost Gamma InvestmentsTrust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Frost Gamma InvestmentsTrust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000,000 Indirect By Frost Gamma Investments Trust
Common Stock 33,333 Direct
Common Stock 16,667 Direct
Footnotes
  1. The shares were purchased in multiple transactions at prices ranging from $3.93 to $3.98, with a weighted average price per share of $3.95. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
  2. These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole andexclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner ofFrost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the soleshareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of anypecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securitiesfor purposes of Section 16 or for any other purpose.
  3. On December 8, 2015, the reporting person received a grant, subject to stockholder approval, of 3,000,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. Stockholder approval was obtained on June 1, 2016. The reporting person has elected to defer delivery of any vested RSUs until the reporting person's separation from service from the Company, a Change of Control of the Company, or death or disability.
  4. Represents Restricted Stock Units (RSUs) convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in approximate equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain circumstances.