Filing Details
- Accession Number:
- 0000899243-17-028300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 19:59:31
- Reporting Period:
- 2017-12-08
- Accepted Time:
- 2017-12-08 19:59:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1217234 | Caredx Inc. | CDNA | Services-Medical Laboratories (8071) | 943316839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421336 | P James Yee | C/O Caredx, Inc. 3260 Bayshore Boulevard Brisbane CA 94005 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-08 | 29,197 | $3.36 | 74,795 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-08 | 29,197 | $7.00 | 45,598 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-12-08 | 29,197 | $0.00 | 29,197 | $3.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-01 | No | 4 | M | Direct |
Footnotes
- The shares subject to the option vested monthly over a four year period commencing January 1, 2008 and became fully vested on January 1, 2012.
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