Filing Details
- Accession Number:
- 0001140361-17-045527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 18:10:08
- Reporting Period:
- 2017-12-07
- Accepted Time:
- 2017-12-08 18:10:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235657 | Wellington Denahan | C/O Annaly Capital Management, Inc. 1211 Avenue Of The Americas New York NY 10036 | Chairman Of Board/Exec. Chair. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-07 | 125,280 | $11.97 | 1,798,414 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | $16.46 | 2009-05-08 | 2018-05-08 | 200,000 | 200,000 | Direct |
Common Stock | Option to purchase Common Stock | $15.61 | 2009-09-19 | 2018-09-19 | 200,000 | 200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-08 | 200,000 | 200,000 | Direct |
2018-09-19 | 200,000 | 200,000 | Direct |
Footnotes
- The price reported above reflects the weighted average purchase price. The highest price at which the shares were purchased was $11.99 and the lowest price at which the shares were purchased was $11.955. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
- Options previously granted. All options are currently vested.