Filing Details
- Accession Number:
- 0001398344-17-015725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 17:08:06
- Reporting Period:
- 2017-12-06
- Accepted Time:
- 2017-12-08 17:08:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413260 | Mervin Erik Herzfeld | 119 Washington Ave. Suite 504 Miami Beach FL 33139 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-06 | 20,000 | $6.98 | 134,435 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-12-08 | 1,100 | $7.03 | 135,535 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |