Filing Details
- Accession Number:
- 0001562180-17-003818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 17:00:35
- Reporting Period:
- 2017-12-06
- Accepted Time:
- 2017-12-08 17:00:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109546 | Pacific Mercantile Bancorp | PMBC | National Commercial Banks (6021) | 330898238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666930 | Kittridge Chamberlain | 949 South Coast Drive Third Floor Costa Mesa CA 92626 | Evp Corporate Finance | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-08 | 1,396 | $6.24 | 18,362 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-08 | 2,005 | $6.18 | 20,367 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-08 | 946 | $9.14 | 19,421 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-08 | 1,345 | $9.14 | 18,076 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-06 | 3,401 | $6.24 | 18,397 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-06 | 2,254 | $9.70 | 16,143 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-07 | 3,401 | $7.10 | 19,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-07 | 2,578 | $9.58 | 16,966 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2017-12-08 | 1,396 | $0.00 | 1,396 | $6.24 |
| Common Stock | Common Stock Option | Disposition | 2017-12-08 | 2,005 | $0.00 | 2,005 | $6.18 |
| Common Stock | Common Stock Option | Disposition | 2017-12-06 | 3,401 | $0.00 | 3,401 | $6.24 |
| Common Stock | Common Stock Option | Disposition | 2017-12-07 | 3,401 | $0.00 | 3,401 | $7.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-09-03 | No | 4 | M | Direct | |
| 3,459 | 2024-03-07 | No | 4 | M | Direct | |
| 1,396 | 2023-09-03 | No | 4 | M | Direct | |
| 4,577 | 2025-02-17 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $9.55 USD to $9.65 USD; the price reported above reflects the weighted average sale price.
- 3 Years Annually beginning on 03-Sep-2013
- 5 Years Annually beginning on 07-Mar-2014
- 3 Years Annually beginning on 17-Feb-2015
Billionaire Hedge Funds
