Filing Details
- Accession Number:
- 0001645291-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 15:42:48
- Reporting Period:
- 2016-09-07
- Accepted Time:
- 2017-12-08 15:42:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1322652 | Kayne Anderson Energy Total Return Fund Inc. | KYE | () | 421665942 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645291 | Mutual Of Omaha Insurance Co | 3300 Mutual Of Omaha Plaza 3Rd Floor Attn: Jan Brockman Omaha NE 68175 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred Stock | Acquisiton | 2016-09-07 | 88,889 | $2,222,225.00 | 0 | No | 4 | J | Indirect | subsidiary |
| Series D Manadatory Redeemable Preferred Stock | Acquisiton | 2017-11-29 | 200,000 | $5,000,000.00 | 200,000 | No | 4 | P | Direct | |
| Series D Manadatory Redeemable Preferred Stock | Acquisiton | 2017-11-29 | 480,000 | $12,000,000.00 | 680,000 | No | 4 | P | Indirect | subsidiary |
| Series D Manadatory Redeemable Preferred Stock | Acquisiton | 2017-11-29 | 120,000 | $3,000,000.00 | 800,000 | No | 4 | P | Indirect | subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | subsidiary |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | subsidiary |
| No | 4 | P | Indirect | subsidiary |
Footnotes
- Redemption
- United of Omaha Life Insurance Company
- Companion Life Insurance Company
Billionaire Hedge Funds
