Filing Details
- Accession Number:
- 0000950138-17-000791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 13:17:46
- Reporting Period:
- 2017-12-06
- Accepted Time:
- 2017-12-08 13:17:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
32604 | Emerson Electric Co | EMR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 430259330 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596211 | J. Steven Pelch | C/O Emerson Electric Co. 8000 W. Florissant Avenue St. Louis MO 63136 | Exec Vp - Org. Planning & Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-06 | 3,200 | $30.03 | 73,808 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-06 | 688 | $64.96 | 73,120 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-06 | 246 | $64.97 | 72,874 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-06 | 1,978 | $65.25 | 70,896 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-12-06 | 2,621 | $53.31 | 73,517 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-06 | 2,150 | $64.97 | 71,367 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-06 | 750 | $0.00 | 70,617 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-06 | 3,200 | $0.00 | 3,200 | $30.03 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-06 | 2,621 | $0.00 | 2,621 | $53.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-09 | 2019-02-09 | No | 4 | M | Direct |
12,379 | 2011-10-04 | 2020-10-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,354 | Indirect | 401(k) plan |
Common Stock | 1,555 | Indirect | 401(k) excess plan |
Footnotes
- Exercise of 2,666 non-qualified stock options and 534 incentive stock options exempt under Rule 16b-3.
- Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
- Payment of option exercise price by delivering securities.
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.2471 to $65.25. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- When taken together with previously exercised options and the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
- Price is not applicable to stock options received as incentive compensation.
- Exercise of 2,621 incentive stock options exempt under Rule 16b-3.
- Options vested in three equal annual installments beginning on the date indicated.
- Bona fide gift by the Reporting Person of 750 shares to the Emerson Directors' and Officers' Charitable Trust.
- Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.