Filing Details

Accession Number:
0000950138-17-000791
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-08 13:17:46
Reporting Period:
2017-12-06
Accepted Time:
2017-12-08 13:17:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
32604 Emerson Electric Co EMR Electronic & Other Electrical Equipment (No Computer Equip) (3600) 430259330
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596211 J. Steven Pelch C/O Emerson Electric Co.
8000 W. Florissant Avenue
St. Louis MO 63136
Exec Vp - Org. Planning & Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-06 3,200 $30.03 73,808 No 4 M Direct
Common Stock Disposition 2017-12-06 688 $64.96 73,120 No 4 F Direct
Common Stock Disposition 2017-12-06 246 $64.97 72,874 No 4 F Direct
Common Stock Disposition 2017-12-06 1,978 $65.25 70,896 No 4 S Direct
Common Stock Acquisiton 2017-12-06 2,621 $53.31 73,517 No 4 M Direct
Common Stock Disposition 2017-12-06 2,150 $64.97 71,367 No 4 F Direct
Common Stock Disposition 2017-12-06 750 $0.00 70,617 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-12-06 3,200 $0.00 3,200 $30.03
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-12-06 2,621 $0.00 2,621 $53.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-09 2019-02-09 No 4 M Direct
12,379 2011-10-04 2020-10-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,354 Indirect 401(k) plan
Common Stock 1,555 Indirect 401(k) excess plan
Footnotes
  1. Exercise of 2,666 non-qualified stock options and 534 incentive stock options exempt under Rule 16b-3.
  2. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
  3. Payment of option exercise price by delivering securities.
  4. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.2471 to $65.25. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  5. When taken together with previously exercised options and the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
  6. Price is not applicable to stock options received as incentive compensation.
  7. Exercise of 2,621 incentive stock options exempt under Rule 16b-3.
  8. Options vested in three equal annual installments beginning on the date indicated.
  9. Bona fide gift by the Reporting Person of 750 shares to the Emerson Directors' and Officers' Charitable Trust.
  10. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.