Filing Details
- Accession Number:
- 0001562180-17-003794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-07 19:38:31
- Reporting Period:
- 2017-12-05
- Accepted Time:
- 2017-12-07 19:38:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519244 | John China | 3005 Tasman Drive Santa Clara CA 95054 | Head Of Technology Banking | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-30 | 145 | $146.30 | 11,717 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2017-12-05 | 152 | $54.88 | 11,869 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-05 | 152 | $231.73 | 11,717 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-12-05 | 152 | $0.00 | 152 | $54.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-03 | 2018-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,591 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- This transaction was executed in multiple trades at prices ranging from $231.71 USD to $231.74 USD; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2017.
Billionaire Hedge Funds
